OFA Financial

OFA Financial (OFAF), Inc. is the wholly owned financial advisory subsidiary of OFAL, established as a premier financial services firm dedicated to empowering growth-stage and cross-border companies in their journey toward successful market entry and expansion in the United States.

As a specialized financial advisory firm, we bridge the gap between international businesses and U.S. capital markets, providing comprehensive solutions that address the unique challenges faced by companies seeking to establish or expand their presence in one of the world's most dynamic financial ecosystems.

Our Vision

To be the one-stop financial advisor of choice for cross-border companies entering U.S. capital markets, strengthening compliance frameworks to drive efficient and sustainable growth.

From initial strategy development through successful transaction execution, we deliver end-to-end advisory services across strategic planning, budgeting, management reporting, and comprehensive financial risk management. Our commitment extends beyond traditional advisory relationships to become true strategic partners in our clients' growth journeys.

Our Services

  • IPO Advisory

    Pre-audit and GAAP/SEC readiness, Equity- Standard structuring, and end-to-end IPO filings and exchange coordination through listing.

  • M&A Consulting

    Buy-/sell-side strategy with valuation and diligence, transaction structuring and negotiation, regulatory/exchange approvals, and integration planning.

  • SPAC/De-SPAC Services

    Sponsor formation and SPAC IPO setup, target screening and valuation, plus de-SPAC execution (S-4/proxy, PIPE, shareholder vote, closing).

  • Financial Advisory

    Investor-ready finance: budgeting, reporting, controls, and GAAP, SEC, XBRL, plus governance and capital-structure support with US–Asia cross-border coordination.

Successful Case

    • OFA Group (NASDAQ: OFAL)

    • Date: May 2025

    • Size: ​​$​60mm

    • Founder/IPO

    • Gifts International Holding Ltd (NASDAQ: GINT)

    • Date: Q4 2025

    • Size: TBC

    • Management/IPO

    • Lion Group Holding​ (NASDAQ: LGHL)

    • Date: Jun 2020

    • Size: ​​$100mm​

    • Role: Founder/Sponsor/PIPE Investor

    • Deep Medicine Acquisition Corp (NASDAQ: DMAQ)

    • Date: Oct 2021

    • Size: ​​​​$126.5mm

    • Role: Founder/Sponsor

    • Jupiter Wellness Acquisition Corp (NYSE: JWACU)

    • Date: Dec 2021

    • Size: ​​​​$165mm

    • Role: Founder/Sponsor

 

Visit us

Hours
Monday–Friday
9am–5pm

Phone
(800) 418-5160

Email
info@ofafinancial.com

Los Angeles Office

609 Deep Valley Drive, Suite 200, Rolling Hills Estates, CA, 90274

Hong Kong Office

Unit B, 16/F, Easy Tower, 609 Tai Nan West Street, Kowloon.

Send us a message